Compliance Mandatory Circular
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| Caption |
Downloads |
| Changes in relation to rates of Securities Transaction Tax |
Download |
| Segregation and Monitoring of Collateral at Client Level |
Download |
| List of securities for T+1 settlement cycle in Equity Segment |
Download |
| Compliant UCCs only will be allowed to place orders w.e.f. April 01, 2022 |
Download |
| Introduction of T+1 rolling settlement cycle in Equity Market |
Download |
| 6KYC Attributes NSE Circular |
Download |
| Circular PAN linking with AADHAR |
Download |
| Framework for Supervision of Authorised Persons (APs) & Branches by Members |
Download |
| Market Access through Authorised Persons Reporting Circular |
Download |
| Market Access through Authorised Persons |
Download |
| MCXMEM0522022 – Inspection Report of Authorised Persons |
Download |
| Nomination for Eligible Trading and Demat Accounts |
Download |
| FAQ on Settlement of Running Account of Client’s Funds lying with Trading Member (TM) |
Download |
| Settlement of Running Account of Client’s Funds |
Download |
| SEBI Circular: Applicability of Peak Margin w.e.f. 01.12.2020 |
Download |
| Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment |
Download |
| CIRCULAR: Yes Bank Limited Reconstruction Scheme and its trading in new ISIN |
Download |
| NSE Circular: Actual Settlement |
Download |
| SEBI Circular: Enhanced Supervision Point No. 2.6 for T+2+5 Limit exposure |
Download |
