Compliance Mandatory Circular |
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| Caption | Downloads |
| Changes in relation to rates of Securities Transaction Tax | Download |
| Segregation and Monitoring of Collateral at Client Level | Download |
| List of securities for T+1 settlement cycle in Equity Segment | Download |
| Compliant UCCs only will be allowed to place orders w.e.f. April 01, 2022 | Download |
| Introduction of T+1 rolling settlement cycle in Equity Market | Download |
| 6KYC Attributes NSE Circular | Download |
| Circular PAN linking with AADHAR | Download |
| Framework for Supervision of Authorised Persons (APs) & Branches by Members | Download |
| Market Access through Authorised Persons Reporting Circular | Download |
| Market Access through Authorised Persons | Download |
| MCXMEM0522022 – Inspection Report of Authorised Persons | Download |
| Nomination for Eligible Trading and Demat Accounts | Download |
| FAQ on Settlement of Running Account of Client’s Funds lying with Trading Member (TM) | Download |
| Settlement of Running Account of Client’s Funds | Download |
| SEBI Circular: Applicability of Peak Margin w.e.f. 01.12.2020 | Download |
| Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment | Download |
| CIRCULAR: Yes Bank Limited Reconstruction Scheme and its trading in new ISIN | Download |
| NSE Circular: Actual Settlement | Download |
| SEBI Circular: Enhanced Supervision Point No. 2.6 for T+2+5 Limit exposure | Download |
General Circular |
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| Caption | Downloads |
| Suspension of partly paid-up equity shares of Reliance Industries Limited | Download |
| SEBI Circular: Asset Allocation of Multi Cap Funds | Download |
| Investor Awareness regarding the revised guidelines on margin collection. | Download |
| Revision in Trading Timings For All Commodities | Download |
| SEBI CIRCULAR: Margin obligations to be given by way of Pledge/ Re-pledge in the Depository System | Download |
| Change in nomenclature of SBI Magnum Taxgain Scheme | Download |
| Implementation of SEBI circular for investment through minor account | Download |
| NSE Circular: Settlement schedule and client margin reporting on account of Live Trading Session on Saturday, February 01, 2020 | Download |
| Collection and reporting of margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment | Download |
| SEBI Circular: Handling of Clients’ Securities by Clearing Members | Download |
| Review of Risk management framework for Equity Derivatives Segment | Download |
| Additional Surveillance Margin in Equity Derivatives Segment | Download |
| Rates of stamp duty in Haryana State | Download |
| Compliance as per recent SEBI Circulars | Download |
| Circular Dated 19-11-2016 | Download |
| Circular dated 06-12-2016 | Download |
| AP CIRCULAR | Download |
| UPSTREAM CLIENT FUND | Download |
