| No |
Caption |
Downloads |
|
|
|
| 1. |
KYC Documentation Policy |
Download |
| 2. |
PMS Disclosure Document |
Download |
| 3. |
Client Guidance Notes Equity |
Download |
| 4. |
Client Guidance Notes Commodity |
Download |
| 5. |
Client Guidance Notes Mutual Funds |
Download |
| 6. |
Disclosure of Proprietary Trading and “Pro – account” Trading terminal |
Download |
| 7. |
Elite Internal Control Procedure |
Download |
| 8. |
Red Flag Indicators |
Download |
| 9. |
PMLA POLICY |
Download
|
| 10. |
RMS POLICY |
Download |
| 11. |
Inactive Account Policy (Revised) |
Download |
| 12. |
Client Code Modification Policy |
Download |
| 13. |
Surveillance Policy |
Download |
| 14. |
Policy for Limit Setting |
Download |
| 15. |
Policy for Conflict of Interest |
Download |
| 16. |
Annual Return |
Download |
| 17. |
Investor Charter – Depository Participant |
Download |
| 18. |
Investor Charter – Portfolio Management Services |
Download |
| 19. |
Investor Charter – Stock Brokers |
Download |
| 20. |
Investor Charter – Research Analyst |
Download |
