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1. KYC Documentation Policy Download
2. PMS Disclosure Document Download
3. Client Guidance Notes Equity Download
4. Client Guidance Notes Commodity Download
5. Client Guidance Notes Mutual Funds Download
6. Disclosure of Proprietary Trading and “Pro – account” Trading terminal Download
7. Elite Internal Control Procedure Download
8. Red Flag Indicators Download


10. RMS POLICY Download
11. Inactive Account Policy (Revised) Download
12. Surveillance Policy Download
13. Policy for Limit Setting Download
14. Policy for Conflict of Interest Download
15. Annual Return Download
16. Cyber Security Awareness Download
17. Caution for Investors Download

Important Circulars

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1. NSE Circular: Actual Settlement Download
2. SEBI Circular: Enhanced Supervision Point No. 2.6 for T+2+5 Limit exposure Download
3. SEBI Circular: Circular on Risk management framework for liquid and overnight funds Download
4. Segregation FAQ Download