DP Surveilliance Policy
| No | Caption | Downloads |
|---|---|---|
| 1. | KYC Documentation Policy | Download |
| 2. | PMS Disclosure Document | Download |
| 3. | Client Guidance Notes Equity | Download |
| 4. | Client Guidance Notes Commodity | Download |
| 5. | AMFI Code Of Conduct And Commission Structure | Download |
| 6. | Disclosure of Proprietary Trading and “Pro – account” Trading terminal | Download |
| 7. | Elite Internal Control Procedure | Download |
| 8. | Red Flag Indicators | Download |
| 9. | PMLA Policy | |
| 10. | RMS Policy | Download |
| 11. | Inactive Account Policy (Revised) | Download |
| 12. | Surveillance Policy | Download |
| 13. | Policy for Limit Setting | Download |
| 14. | Policy for Conflict of Interest | Download |
| 15. | Annual Return | Download |
| 16. | Cyber Security Awareness | Download |
| 17. | Caution for Investors | Download |
| 18. | Fund Performance | Download |
| 19. | Voluntary Freezing/Blocking Of The Online Trading Account Policy | Download |
| 20. | DP Surveilliance Policy | Download |
| 21. | Policy on Handling of Good Till Cancelled Orders (GTC) for Clients | Download |